Industry News: Cyber

SEC Commissioner Wants Cyber Rules for Advisors, BDs

Written by Cybersecurity | Nov 5, 2021 7:47:22 PM

2021-11-01

Think Advisor: SEC Commissioner Elad Roisman, a Republican, wants the agency to write a rule clarifying when advisors and broker-dealers must inform investors and the commission about a cybersecurity breach.

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