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Industry News: ESG5

    SEC Commissioner Wants Cyber Rules for Advisors, BDs

    Nov 5, 2021 3:47:22 PM

    2021-11-01

    Think Advisor: SEC Commissioner Elad Roisman, a Republican, wants the agency to write a rule clarifying when advisors and broker-dealers must inform investors and the commission about a cybersecurity breach.

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    Topics:North America

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