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        Industry News: ESG5

          FINRA Flags GenAI, Cyber Fraud, and Sales Practices in 2026 Regulatory Agenda

          Dec 12, 2025 8:12:02 AM

          2025-12-09

          Investment News: FINRA has placed generative AI and cyber-enabled fraud high on its 2026 regulatory agenda, warning broker-dealers and RIAs that emerging technology and long‑standing compliance gaps are converging into higher risk for investors.

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          Topics:North America

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