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        Industry News: ESG5

          SEC Orders Portland-Based Hybrid Firm To Pay $325K Over Cybersecurity Lapses

          Nov 28, 2025 8:35:58 AM

          2025-11-25

          Investment News: The Securities and Exchange Commission has levied a $325,000 penalty against M Holdings Securities for failing to maintain adequate cybersecurity safeguards across its nationwide network of member firms, marking the latest enforcement action targeting inadequate information security practices in the wealth management industry.

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          Topics:North America

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