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Industry News: ESG5

    SEC Office of Compliance Inspections and Examinations Publishes Observations on Cybersecurity and Resiliency Practices

    Jan 31, 2020 1:04:08 PM

    2020-01-27

    SEC: The observations highlight certain approaches taken by market participants in the areas of governance and risk management, access rights and controls, data loss prevention, mobile security, incident response and resiliency, vendor management, and training and awareness.

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    Topics:North America

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