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Industry News: ESG5

    SEC Proposes New Requirements to Address Cybersecurity Risks to the U.S. Securities Markets

    Mar 17, 2023 1:29:32 PM

    2023-03-15

    SEC: The Securities and Exchange Commission proposed requirements for broker-dealers, clearing agencies, major security-based swap participants, the Municipal Securities Rulemaking Board, national securities associations, national securities exchanges, security-based swap data repositories, security-based swap dealers, and transfer agents (collectively, “Market Entities”) to address their cybersecurity risks.

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