DiligenceExpress presents form ADV data in an easy to access and read format, available online or via a print friendly PDF. DiligenceExpress is fully comprehensive, including both Manager and Private Fund data with no restrictions as to access and content.
Castle Hall flags multiple potential risk factors based on the Form ADV data, such as existence of disciplinary actions or lawsuits, a short operating history, or small headcount. Castle Hall also provides automatic notification when a manager you are following has updated their ADV filing. DiligenceExpress users can then rapidly compare previous ADV filings with the current filing to identify changes, saving valuable time. Prior ADV reports are also fully archived, allowing investors to monitor the ongoing chronology of a manager’s SEC reporting.
DiligenceExpress is fully integrated into Castle Hall's broader due diligence workflow. After reviewing Manager and Private Fund level ADV information, investors can progress to financial statement review, OpsMonitor coverage, or a full, onsite OpsReview. Or add risk, cyber or ESG due diligence to that manager or strategy.
To review the capabilities of DiligenceExpress, please feel free to watch the video on the right right, demonstrating: